Directors' Dealings
In accordance with Section 15a German Securities Trading Act (WpHG) the members of the Executive Board and the Supervisory Board of Merck KGaA as well as persons with regular access to inside information and who are authorized to make important managerial decisions are obliged immediately to notify Merck KGaA and the Federal Financial Supervisory Authority (BaFin) of own transactions in Merck shares or financial instruments based on them. This obligation applies also to other parties who are closely associated with such persons such as spouses, registered civil partners and dependent children.
Merck KGaA is obliged to immediately publish the information. A respective provision is also contained in Section 6.6. German Corporate Governance Codex.
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 09/21/2011 |
| Price: | 60.5864 |
| Currency: | EUR |
| No. of items: | 405 |
| Total amount traded: | 24537.50 |
| Place: | Xetra |
| Darmstadt, 09/22/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Stangenberg-Haverkamp |
| First name: | Frank |
| Position: | Member of an administrative or supervisory body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 09/15/2011 |
| Price: | 57.515 |
| Currency: | EUR |
| No. of items: | 4000 |
| Total amount traded: | 230060 |
| Place: | Xetra |
| Darmstadt, 09/21/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 08/25/2011 |
| Price: | 61.2768 |
| Currency: | EUR |
| No. of items: | 810 |
| Total amount traded: | 49634.21 |
| Place: | Xetra |
| Darmstadt, 08/29/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Oschmann |
| First name: | Stefan |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 08/18/2011 |
| Price: | 62.70 |
| Currency: | EUR |
| No. of items: | 500 |
| Total amount traded: | 31350 |
| Place: | Xetra |
| Darmstadt, 08/19/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Oschmann |
| First name: | Stefan |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 08/09/2011 |
| Price: | 61.20 |
| Currency: | EUR |
| No. of items: | 500 |
| Total amount traded: | 30600 |
| Place: | Xetra |
| Darmstadt, 08/10/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Zachert |
| First name: | Matthias |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 08/05/2011 |
| Price: | 67.095 |
| Currency: | EUR |
| No. of items: | 1481 |
| Total amount traded: | 99367.69 |
| Place: | Xetra |
| Darmstadt, 08/08/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Oschmann |
| First name: | Stefan |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 07/27/2011 |
| Price: | 74.167121 |
| Currency: | EUR |
| No. of items: | 1400 |
| Total amount traded: | 103833.97 |
| Place: | Xetra |
| Darmstadt, 07/28/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 07/27/2010 |
| Price: | 74.135029 |
| Currency: | EUR |
| No. of items: | 1350 |
| Total amount traded: | 100082.29 |
| Place: | Xetra |
| Darmstadt, 07/28/2011 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Stangenberg-Haverkamp |
| First name: | Frank |
| Position: | Member of an administrative or supervisory body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 10/05/2010 |
| Price: | 60.8225 |
| Currency: | EUR |
| No. of items: | 2000 |
| Total amount traded: | 121645.00 |
| Place: | Xetra |
| Darmstadt, 10/06/2010 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Stangenberg-Haverkamp |
| First name: | Frank |
| Position: | Member of an administrative or supervisory body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 09/27/2010 |
| Price: | 62.30568 |
| Currency: | EUR |
| No. of items: | 8000 |
| Total amount traded: | 498445.44 |
| Place: | Xetra |
| Darmstadt, 09/30/2010 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of Shares |
| Date: | 09/27/2010 |
| Price: | 62.52 |
| Currency: | EUR |
| No. of items: | 780 |
| Total amount traded: | 48765.60 |
| Place: | Xetra |
| Darmstadt, 09/29/2010 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Leuchs |
| First name: | Hans-Jürgen |
| Position: | Member of an administrative or supervisory body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Sale of Shares |
| Date: | 05/07/2010 |
| Price: | 61.1173 |
| Currency: | EUR |
| No. of items: | 500 |
| Total amount traded: | 30558.65 |
| Place: | Xetra |
| Darmstadt, 05/17/2009 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Leuchs |
| First name: | Hans-Jürgen |
| Position: | Member of an administrative or supervisory body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 02/23/2010 |
| Price: | 60.20 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 60200.00 |
| Place: | Xetra |
| Darmstadt, 02/25/2010 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Reckmann |
| First name: | Bernd |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 07/24/2009 |
| Price: | 64.50 |
| Currency: | EUR |
| No. of items: | 800 |
| Total amount traded: | 51600.00 |
| Place: | Xetra |
| Darmstadt, 07/27/2009 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 07/24/2009 |
| Price: | 64.96 |
| Currency: | EUR |
| No. of items: | 770 |
| Total amount traded: | 50019.20 |
| Place: | Xetra |
| Darmstadt, 07/27/2009 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Becker |
| First name: | Michael |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 07/30/2009 |
| Price: | 64.08468 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 64084.68 |
| Place: | Xetra |
| Darmstadt, 07/30/2009 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Becker |
| First name: | Michael |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 10/28/2008 |
| Price: | 61.54 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 61540.00 |
| Place: | Xetra |
| Darmstadt, 10/31/2008 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Kley |
| First name: | Karl-Ludwig |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 10/28/2008 |
| Price: | 61.50 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 61500.00 |
| Place: | Xetra |
| Darmstadt, 10/31/2008 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Dr. Reckmann |
| First name: | Bernd |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 10/28/2008 |
| Price: | 61.45 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 61450.00 |
| Place: | Frankfurt |
| Darmstadt, 10/31/2008 | |
| Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG | |
| Directors' Dealings notification transmitted by DGAP - a company of EquityStory AG. | |
| Details of the person subject to the disclosure requirement | |
| Last name: | Schnee |
| First name: | Elmar |
| Position: | Member of a managing body |
| Information about the transaction with duty of notification | |
| Description of the financial instrument: | Bearer Shares |
| ISIN/WKN of the financial instrument: | DE 0006599905 |
| Type of transaction: | Purchase of shares |
| Date: | 10/28/2008 |
| Price: | 61.50 |
| Currency: | EUR |
| No. of items: | 1000 |
| Total amount traded: | 61500.00 |
| Place: | Xetra |
| Darmstadt, 10/31/2008 | |
| Date | Announcement according to § 15a Sec. 3 WpHG (German Securities Trading Act) |
| 02/14/2007 | |
| Dr. Jan Sombroek, general partner of Merck KGaA and thus a party to whom the notification requirement within the meaning of Art. 15 a) para 2 of the German Securities Trading Act (WpHG) applies, notified us in accordance with Art. 15 a) para 1 sentence 1 WpHG on February 13, 2007 that on February 6, 2007 by way of exercise of subscription rights he acquired 276 shares from the capital increase resolved upon on January 21, 2007 (ISIN: DE 0006599905) at a price of EUR 78.00 per share. The transaction volume totaled EUR 21,528.00. | |
| 02/07/2007 | |
| Dr. Michael Becker, member of the Executive Board and general partner of Merck KGaA and thus a party to whom the notification requirement within the meaning of Art. 15 a) para 2 of the German Securities Trading Act (WpHG) applies, notified us in accordance with Art. 15 a) para 1 sentence 1 WpHG on February 7, 2007 that on February 6, 2007 by way of exercise of subscription rights he acquired 1.556 shares from the capital increase resolved upon on January 21, 2007 (ISIN: DE 0006599905) at a price of EUR 78.00 per share (transaction volume: EUR 121,368.00). He also notified us that on February 1, 2007 he purchased 13 subscription rights on shares from the capital increase (ISIN: DE 000A0LR7F5) at a price of EUR 1.57 per subscription right (transaction volume: EUR 20.41). The transaction volume totaled EUR 121,388.41. | |
| 02/07/2007 | |
| Jon Baumhauer, member of the Supervisory Board of Merck KGaA and thus a party to whom the notification requirement within the meaning of Art. 15 a) para 2 of the German Securities Trading Act (WpHG) applies, notified us in accordance with Art. 15 a) para 1 sentence 1 WpHG on February 7, 2007 that on February 6, 2007 by way of exercise of subscription rights he acquired 2,068 shares from the capital increase resolved upon on January 21, 2007 (ISIN: DE 0006599905) at a price of EUR 78.00 per share. The transaction volume totaled EUR 161,304.00. | |
| 01/31/2007 | |
| E. Merck Offene Handelsgesellschaft, general partner of Merck KGaA and thus a party to whom the notification requirement within the meaning of Art. 15 a) para 2 of the German Securities Trading Act (WpHG) applies, notified us in accordance with Art. 15 a) para 1 sentence 1 WpHG on January 31, 2007 that on January 21, 2007 it privately sold 44,958,330 subscription rights on shares from the capital increase resolved upon on January 21, 2007 (ISIN: DE 000A0LR7F5) at a price of (rounded) EUR 1.2414 per subscription right to a banking syndicate led by Deutsche Bank AG, Citigroup Global Markets Limited and Goldman Sachs International within the scope of a placement agreement. The transaction volume totaled EUR 55,810,341.00. | |
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